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Client Folders

 

 

FINSEG offers clients a knowledge management database that aggregates work product and other relevant information pertinent to each registered client in a password protected client folder.  You may establish a client folder by contacting us at info@finseg.com.   

 

Example:

ABC, Inc. client folder includes  a collection of comment letters, research papers, and compliance memoranda prepared for ABC,Inc.

XYZ Brokerage client folder includes an internal investigation memorandum, licensing assistance report, and two no-action requests.

 

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Last modified: September 06, 2000