Mission
Finseg’s mission is to offer extensive securities industry expertise, high ethical and professional standards, and well-established business and regulatory relationships to help clients meet the challenges presented by the dramatic structural, legislative and regulatory changes occurring in the financial services industry.
Specializing In:
- Cybersecurity Reviews
- Settlement-Related Regulatory Reviews
- Proactive Remedial Action Reviews
- Development/Testing of P&Ps and Controls
- Change Management Process Assessments and Testing
- Anti-Money Laundering
- New Initiatives
- Expert Testimony